· Regulation 4/01
“Registration and licensing of investment companies, Registration of branches and representations of investment companies and foreign investment companies, procedure of obtaining preliminary consent to holding significant participation in statutory capital of investment companies, procedure, form and time limits for submission of a business plan by investment companies” (CBA Board resolution 16-N adopted on 15.01.2008 which includes amendments of 01.07.08)
· Regulation 4/02
“Investment companies prudential norms, their limits, calculation, calculation procedure, elements involved in the calculation, extent of violations of prudential standards”. (CBA Board resolution 44-N adopted on 12.02.2008)
· Regulation 4/03
“Reports submitted to the Central bank by investment services providers, procedure, form and time limits for their presentation” (CBA Board resolution 140-N adopted on 22.04.2008)
· Regulation 4/04
“Prospectus and Reporting Issuer Statements” (CBA Board resolution 68-N adopted on 11.03.2008)
· Regulation 4/05
“Qualification of managers of investment services providers, operator, Central depositary, criteria on their professional integrity and the list of topics for professional qualification test” (CBA Board resolution 15-N adopted on 15.01.2008 which includes amendments of 01.07.08)
· Regulation 4/06
· Regulation 4/07
"Procedure on Making Available to the Public Reports, References, Explanatory Notes and Other Such Documents Submitted to the Central Bank for Off-Site Supervision and Exceptions from the Requirements of Making these Documents Available to the Public" (CBA Board resolution 185-N adopted on 01.07.2008)
· Regulation 4/09
“Criteria presented to the person conducting audit of financial-economic activities of reporting issuer”
· Regulation 4/10
“Composition of securities tender offer statement and amendments of conditions of tender offer, procedure of calculation of tender offer market price, procedure of mandatory tender offer in case of revocation of permission of securities to trade in the regulated market”
· Regulation 4/11
“Requirements for the entity implementing audit of financial and economic activity of the investment firm”
· Regulation 4/12
“Rules on the protection of customers funds of the investment service providers”
· Regulation 4/13
· Regulation 10
“Licensing and regulation of the sale and purchase of foreign currency transactions” (CBA Board resolution 138-N adopted on May 15, 2007)
· Regulation 11
“Licensing, regulation and supervision of foreign currency auctions organization on the territory of the Republic of Armenia. (CBA Board resolution 444-N adopted on 02.09.2005)
· Regulation 12
“Licensing and regulation of foreign currency sale and purchase dealer transactions” (CBA Board resolution 135-N adopted on May 4, 2007)
"Custodian activities of securities"
“Information publication by banks, credit organizations, insurance companies, insurance brokers, investment companies, asset management companies, Central depository and payment and settlement organizations implementing money remittances”
“Minimum Conditions and Principles for Internal Rules, Regulating the Procedure of Examination of Complaints/claims of Customers”
- “Regulation on Anti-Money Laundering and Combating the Financing of Terrorism”
Reference to www.cba.am, LEGAL ACTS, REGULATION